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Is it possible to move from Compliance to trading or something more exciting?
Added by kcw984, Compliance / Legal - 01 Sep 2009 - 0 comments
Posted in Switching Sectors and Compliance / Legal
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Would a paralegal degree make it possible to go from trading to compliance.
Added by BillPearl, FX & Money Markets - 26 May 2009 - 2 comments
Posted in Switching Sectors and Compliance / Legal
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Lawyer from India with LLM from ivy league 2 yr pqe. How to get job in legal of a Bank/Fin.inst. Pls. advice.
Added by palsharms, Compliance / Legal - 27 Jan 2009 - 0 comments
Posted in Switching Sectors and Compliance / Legal
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Graduating law student with 6 months hedge fund compliance experience. What's my best approach here?
Added by ykruman, Hedge Funds - 21 Jan 2009 - 1 comments
Posted in Qualifications and Compliance / Legal
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How difficult is work for EU without any experience graduated as Master in International Economics?
Added by zuzana.fik, Operations - 21 Oct 2008 - 3 comments
Posted in Qualifications and Compliance / Legal
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I am 4 yr Sr Analyst at minor Regulator in DC. Want to move to SF, CA. Should I leave job to network in CA?
Added by Brewercawelt, Compliance / Legal - 18 Sep 2008 - 2 comments
Posted in Switching Sectors and Compliance / Legal
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Does anyone know about the CAMS(Certified Anti-Money Laundering Specialist)certificate. How valuable is it?
Added by lmitchell7 - 15 Apr 2008 - 0 comments
Posted in Qualifications and Compliance / Legal
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How valuable is CAMS certification? I have significant compliance experience and have held 7&24? Thank you.
Added by lmitchell7 - 07 Apr 2008 - 0 comments
Posted in Qualifications and Compliance / Legal
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I have been a practicing attorney for ten years doing litigation. How do I break into the compliance field?
Added by wlebl@yahoo, Compliance / Legal - 31 Mar 2008 - 0 comments
Posted in Switching Sectors and Compliance / Legal
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I am tax attorney for PE funds at accounting firm. Want I-banking job, should i get CFA?
Added by jrog36, Compliance / Legal - 10 Mar 2008 - 0 comments
Posted in Switching Sectors and Compliance / Legal
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What is the best way to find a position when you are moving from your own company back to a corporate job?
Added by volkomer, Compliance / Legal - 21 Feb 2008 - 0 comments
Posted in Switching Sectors and Compliance / Legal
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How can you get out of broker-dealer compliance and into a sales position?
Added by mfeffer - 10 Dec 2007 - 0 comments
Posted in Switching Sectors and Compliance / Legal
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I've been with NASD (FINRA) for awhile I have MBA JD and seek private employment. Any suggestions?
Added by wkimme, Corporate - 10 Dec 2007 - 0 comments
Posted in Switching Sectors and Compliance / Legal
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